Broker Dealer Platform

Old City's Broker-Dealer is Consistently Chosen by Top Industry Entrepreneurs

Our Broker-Dealer platform is distinguished by its:

Network strength

Our representatives are top-tier finance professionals, consistently sourcing differentiated deals and strategies.

Sharing model

Best ideas are made available through our platform to key investor relationships of other members.

Rigorous process

Heavy focus on the development of systems and human capital drives targeted matching of opportunities with investors.

Unparalleled infrastructure

Our compliance, legal and due diligence functions provide best-in-class support to clients and investors.

Broad-based knowledge

Expertise of our members across asset classes allows us to confidently underwrite esoteric opportunities.

Foreign Chaperoning Services

We enable foreign broker-dealers to compliantly access U.S. institutional investors under SEC Rule 15a-6, backed by Old City's compliance and legal infrastructure. Learn More.

Classes of Alternatives Presented to Investors via our Broker-Dealer Platform Include:

Hedge Funds

Biotech & Healthcare Long Biased

Industrial and Precious Metals

Financial Services L/S

Multi-Strat Structured Credit

Market Neutral Consumer

Private Equity / Venture Capital

Food & Beverage Growth Equity

Lower Middle Market Private Equity

Renewable Energy Private Equity

Mid-Market SaaS Growth Equity

Late Stage India Focused VC

Private Credit

Metals & Mining Lending

Litigation Finance

Voluntary Carbon Offset Lending

Specialty Finance

Real Estate Lending

Direct Financings

Secondary Transactions

Agrotech, VC and Growth

Healthcare, VC and Growth

TMT, VC and Growth

Real Assets

Mineral and Royalty Rights

Transportation Asset Leasing

Communications Infrastructure

Residential Real Estate

Commodity Infrastructure

Alternative Investments

Our reputation is for discovering prudent approaches to less efficient markets. We look for clients with a sustainable edge, often in specialized areas where value is not well understood.

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